Browser based event information delivery mechanism using application resident on removable storage device

ABSTRACT

At a client, a first application is executed to identify event information with respect to events that occur at the client, including events associated with execution of one or more other applications resident on the client. The first application communicates with a second application, also executing on the client, to transmit the event information to a communications network, wherein the second application and not the first application is in communication with the communications network. In some embodiments, the second application is a browser application. Optionally, the first application installs a browser loadable object in the browser application, and the browser loadable object registers callback information with the first application. Later, the first application uses the callback information to communicate a network request to the browser loadable object.

RELATED APPLICATIONS

This application claims priority under 35 U.S.C. 119 to U.S. provisionalapplication 61/141,655, “Recording Client Events Using ApplicationResident on Removable Storage Device,” filed Dec. 30, 2008, which ishereby incorporated by reference in its entirety.

This application is related to U.S. patent application Ser. No.12/650,379, “Recording Client Events Using Application Resident onRemovable Storage Device,” filed on Dec. 30, 2009, which is herebyincorporated by reference in its entirety.

This application is related to U.S. patent application Ser. No.12/650,388, “Auto-Run and Auto-Update of Application Stored on RemovableStorage Device,” filed on Dec. 30, 2009, which is hereby incorporated byreference in its entirety.

TECHNICAL FIELD

The disclosed embodiments relate generally to collecting data eventinformation concerning events that occur at client computers or devices.

BACKGROUND

It is difficult to receive event data from different clients being usedby the same one user during different time periods in such a way thatthe event data received from the different clients is automaticallyassociated with the same one user, without requiring installation ofspecial software on each of the different clients.

SUMMARY

At a client, a first application is executed to identify eventinformation with respect to events that occur at the client, includingevents associated with execution of one or more other applicationsresident on the client. The first application communicates with a secondapplication, also executing on the client, to transmit the eventinformation to a communications network, wherein the second applicationand not the first application is in communication with thecommunications network.

In some embodiments, the second application is a browser application.Optionally, the first application installs a browser loadable object inthe browser application, and the browser loadable object registerscallback information with the first application. Later, the firstapplication uses the callback information to communicate a networkrequest to the browser loadable object.

In some embodiments, the first application is resident on and executedfrom a removable memory device coupled with the client. Optionally, theremovable memory device has a secure partition and a non-securepartition, wherein the first application is stored on and executed bythe client from a secure partition of the removable memory device.Optionally, the identified event information is stored at leasttemporarily on the non-secure partition of the removable memory devicebefore transmission of the identified event information to a server viathe communications network.

BRIEF DESCRIPTION OF THE DRAWINGS

The aforementioned features and advantages as well as additionalfeatures and advantages will be more clearly understood with referenceto the detailed description below in conjunction with the drawings.

FIG. 1 is a diagram of an environment in which embodiments of thepresent invention may be practiced.

FIGS. 2A-2B are flow diagrams of a process for removing personalidentifiable information from client event information according to someembodiments.

FIG. 3 is a block diagram of a removable storage device according tosome embodiments.

FIGS. 4A-4B are flow diagrams of a process for recording events using anapplication resident on a removable storage device according to someembodiments.

FIG. 5A is a flow diagram of a process for auto-updating an applicationwithout requiring repeated user authorization according to someembodiments.

FIGS. 5B and 5C are flow diagrams of a process for auto-updating anapplication resident on a removable storage device without requiringrepeated user authorization according to some embodiments.

FIGS. 6A-6B are flow diagrams of a process for recording events withoutreliable timestamps according to some embodiments.

FIG. 7A is a diagram of a distributed system in which embodiments of thepresent invention may be practiced.

FIG. 7B is a flow diagram of a process of communicating with a networkusing a client application, in accordance with some embodiments.

FIG. 8 is a block diagram of a client according to some embodiments.

FIG. 9 is a block diagram of a server according to some embodiments.

FIG. 10 is a block diagram of a proxy (also called a proxy system)according to some embodiments.

Like reference numerals refer to corresponding parts and operationsthroughout drawings.

DESCRIPTION OF EMBODIMENTS

Reference will now be made in detail to embodiments, examples of whichare illustrated in the accompanying drawings. While the invention willbe described in conjunction with the embodiments, it will be understoodthat the invention is not limited to these particular embodiments. Onthe contrary, the invention includes alternatives, modifications andequivalents that are within the spirit and scope of the appended claims.Numerous specific details are set forth in order to provide a thoroughunderstanding of the subject matter presented herein. But it will beapparent to one of ordinary skill in the art that the subject matter maybe practiced without these specific details. In other instances,well-known methods, procedures, and components have not been describedin detail so as not to unnecessarily obscure aspects of the embodiments.

FIG. 1 is a diagram of a distributed computer system 100 (also called anenvironment) in which embodiments of the present invention may bepracticed. One or more clients 102 (also called client computers orclient devices, but hereinafter “clients,” such as clients 102-1, 102-2,102-3, 102-4 and 102-5) are in communication with communication network104. A server 106 (also known as a server system, since it includemultiple servers) and a proxy 160 (also known as a “proxy server” or“proxy system”) are also in communication with communication network104.

Communication network 104 can be any wired or wireless local areanetwork (LAN) and/or wide area network (WAN), such as an intranet, anextranet, the Internet or any suitable combination thereof. It issufficient that communication network 104 provides communicationcapability between clients 102, proxy 160 and server 106. In someembodiments, HyperText Transport Protocol (HTTP) and the TransmissionControl Protocol/Internet Protocol (TCP/IP) are used to transportrequests, replies, messages, data and other communications acrosscommunication network 104. The various embodiments, however, are notlimited to the use of any particular protocol.

A client 102 connected to communication network 104 may be identified byan IP address. As used herein, “IP address” includes an identifier andlocator of a client within the communication network, and is not limitedto the use of any particular protocol. Client 102 can be any of a numberof devices (e.g., a computer, an internet kiosk, a personal digitalassistant, a cell phone, a gaming device, a desktop computer, or alaptop computer). Client 102 can include one or more client applications132 and a host operating system 816. Clients 102 can further include aclient application 140 (see client 102-3), and/or an event application134 (see client 102-1), and/or a recording application 152 (see client102-2). Although client applications 132 and 140, an event application134, and recording application 152 are shown in FIG. 1 as existing onthree different clients (102-1, 102-2 and 102-3), in some embodimentstwo or more of the client application 140, event application 134 andrecording application 152 may coexist on the same client. Alternately, asystem may include one of the clients 102-1, 102-2, 102-3 and acorresponding subset of the aforementioned applications, without theothers. Client 102 includes a network interface 136 to communicate withcommunication network 104. Client 102 is described further in referenceto FIG. 8.

In some embodiments, a client application 132 can be an application thatpermits a user to interact with the client and/or network resources toperform one or more tasks. For example, a client application 132 can bea web browser (e.g., any of the computer applications known as InternetExplorer® (a trademark of Microsoft Corporation), Mozilla Firefox® atrademark of Mozilla Corporation), or Google Chrome (a trademark ofGoogle Inc.) or other type of application (e.g., an email client, adocument editor, etc.) that permits a user to search for, browse, and/oruse resources, such as Web pages or other documents or sets ofinformation. Client application(s) 132, when executed by client 102,perform operations comprising local events at the client. Examples oflocal events may include a user accessing a URL, a user activating aclient application 132, a user accessing a client application 132, auser performing operations within an accessed URL or client application132, an HTTP request originating from the client, and so on.

Event application 134 identifies event information 138 with respect toat least some of the local events at client 102, removes personalidentifiable information (PII) from the event information 138 to produceevent data 139, and transmits the event data to server 106 using networkinterface 136. In some embodiments, at least some of event data 139 istransmitted to server 106 via proxy 160, which includes networkinterface 162 to communicate with communication network 104 and eventdata analyzer 164 to further process received event data beforetransmission to server 106. Event application 134 is discussed furtherin reference to FIGS. 2A and 2B. Proxy 160 is discussed further inreference to FIG. 2A and FIG. 10.

Recording application 152 records event information 154 with respect toevents occurring at client 102-2, including events generated by one ormore applications 132. Recording application 152 also records a currentclient real time clock (RTC) 150 time at the occurrence of each eventand assigns a unique sequence identifier to each event so as to generateevent data 156. Thus, the event data 156 for a respective event includesevent information 154 from an application, a time value and a uniquesequence identifier. Recording application 152 transmits the event data156 to server 106 using network interface 136. Recording application 152is described further in reference to FIGS. 6A and 6B. In someembodiments, recording application 152 comprises at least a subset ofevent application 134.

Client application 140 is a single application that includes a loaderapplication 141 and an associated dynamic link library DLL 142. In someembodiments, client application 140 is one of: an event application 134,a recording application 152, a combination of event application 134 andrecording application 152, a subset of a combination of eventapplication 134 and recording application 152, a subset of eventapplication 134, and a subset of recording application 152. Loaderapplication 141 is installed on the client system 102. When loaderapplication 141 is executed for a first time it receives a userauthorization, such as one required when a firewall 144 on the client102-3 is triggered, to communicate with locations external to the client102-3. At least portions of the dynamic link library 142 areauto-updated during one or more executions of the loader application 141without requiring additional user authorization. The loader application141 may be never or infrequently auto-updated. Client application 140 isdescribed further in reference to FIG. 5A.

In some embodiments, a removable storage device 125 is removably coupledwith or otherwise in communication with client 102. For example,removable storage device 125 is coupled with client 102-4 during one ormore first time periods and is coupled with another client 102-5 duringone or more second time periods that are non-overlapping with the firsttime periods. Removable storage device 125 can be any one of manyavailable storage devices that can be used by a user for storing data.In some embodiments, the removable storage device 125 has both a securepartition and a non-secure partition. For example, the removable storagedevice 125 can be a USB drive (e.g., a USB flash memory drive, sometimescalled a thumb drive) having a secure partition and a non-securepartition. One particular implementation of such a USB drive is a USBsmart drive. A USB smart drive is typically a USB memory device thatpresents itself to the host computer (e.g., client 102, as two storagedevices, such as a USB memory device (comprising the non-securepartition of the device) and a CD/DVD device (comprising the securepartition of the device). Removable storage device 125 is describedfurther in reference to FIG. 3.

A client application 170 is stored on the removable storage device 125,and can be a subset of recording application 152 and event application134. Alternately, client application 170 can be a combination ofrecording application 152 and event application 134. When the removablestorage device 125 is in communication with a given client (e.g., 102-4or 102-5), client application 170 (resident on the removable storagedevice 125) records event information with respect to events occurringat the given client, including events generated by one or more clientapplications 132 resident on the particular client. Client application170 causes transmission of the event information to server 106 usingnetwork interface 136. Client application 170 is described further inreference to FIGS. 3, 4A, 4B, 5B and 5C.

In some embodiments, server 106 includes a network communication module108, an event reconstruction module 110, a server real-time clock (RTC)112, one or more event logs 130, a DLL update module 143 and an eventassociation module 120. The server 106 may include additional modulesand/or sub-modules, or fewer modules and/or sub-modules than indicatedin FIG. 1. For example, the event log(s) 130 may be integrated with theevent association module 120. Further, various modules and sub-modulesof server 106 may be distributed on one or more other servers. Anembodiment of a server 106 is described further in reference to FIG. 9.

In some embodiments, network communication module 108 may be configuredto handle requests from a client 102 and return resources, responses,and other information to the client 102 via communication network 104.For instance, network communication module 108 handles a request from aclient (such as, client 102-3 or client 102-4) for an update (e.g., anupdate to dynamic link library 142). The DLL update request is sent bynetwork communication module 108 to a location external to the client102, which provides an auto-update to the requesting client. In theembodiments described here, the request is sent to DLL update module 143in server 106, which provides an auto-update to the requesting client.DLL update module 143 is discussed further in reference to FIGS. 5A-Cand FIG. 9.

In some embodiments, network communication module 108 in server 106receives event data 139 associated with events that occur at client102-1. Event data 139 may be received from one or both of a client 102-1and a proxy 160. Event data 139 is data from which at least somepersonal identifiable information (PII) has been removed. Networkcommunication module 108 in server 106 may also receive event data fromclients 102-4 and 102-5. In some embodiments, received event data, suchas event data 139, is stored in an event log 130 in server 106.

Optionally, event association module 120 further processes the receivedevent data to find correlations and patterns among the events that occurat the same clients, and to generate statistics and perform statisticalanalyses. In some embodiments, event association module 120 findscorrelations and patterns even though event data (such as, event data139) has had at least some personal identifiable information (PII)removed from it. To find such correlations and patterns, eventassociation module 120, when generating statistics from the receivedevent data, takes into account event data known to come from the sameclient, even though the received data does not contain PII. Forinstance, the event association module 120 analyzes the received eventdata for each client to identify particular event sequences andpatterns, and then uses that information to generate statistics (e.g.,frequency of occurrence across many clients, correlation with otherevents, etc.) concerning those particular event sequences and patterns.

In some embodiments, network communication module 108 receives eventdata 156 from client 102-2. Event data 156 includes: event informationwith respect to events that occur at client 102-2, the client real timeclock (RTC) 150 time associated with each event and unique sequenceidentification information associated with each event. Networkcommunication module 108 passes received event data 156 to eventreconstruction module 110, which reconstructs at least one of: achronological order of the events on the client 102-2 and the time wheneach event occurred at the client 102-2, based, for instance, on theserver RTC 112. Event reconstruction module 110 is discussed further inreference to FIGS. 6A, 6B and 9.

Also shown in FIG. 1 is a proxy 160, which in some embodiments receivesevent data 139 from client 102-1 and further processes event data 139using an event data analyzer 164 before transmitting it to server 106via network interface 162 and communication network 104.

It should be appreciated that the layout of the server 106 and proxy 160in FIG. 1 is merely by way of example and may take on any other suitablelayout or configuration. The actual number of computers constituting theserver 106 and proxy 160 and the allocation of features among thecomputers may vary from one implementation to another, and may depend inpart on the amount of traffic that the server 106 handles during peakusage periods as well as during average usage periods. Moreover, one ormore of the server modules or components in FIG. 1 may be implemented onone or more servers designed to provide the described functionality. Forexample, the DLL update module 143 and the event log 130 may beimplemented on different servers in some embodiments.

As used herein, the terms “module, “procedure,” and “application”correspond to computer program instructions stored in a computerreadable storage medium for execution by one or more processors, forperforming one or more functions. These instructions need not beimplemented as separate software programs, procedures or modules. Thevarious modules and sub-modules may be rearranged, separated, and/orcombined. The distributed system 100 may include additional modulesand/or sub-modules, or fewer modules and/or sub-modules than indicatedin FIG. 1. The modules shown in FIG. 1 as being part of distributedsystem 100 represent functions performed in an embodiment. Although FIG.1 portrays discrete blocks, the figure is intended more as a functionaldescription of some embodiments of the invention rather than astructural description of the functional elements. One of ordinary skillin the art will recognize that an implementation might group or splitthe functional elements among various components.

FIGS. 2A and 2B are flow diagrams of a process 200 for removing personalidentifiable information from client event information according to someembodiments. FIGS. 2A and 2B illustrate both client-side and server-sideoperations involved in process 200. In some embodiments, at least someof the client-side operations are performed by event application 134(FIG. 1). Optional operations are indicated by dashed lines (e.g., boxeswith dashed-line borders).

In some embodiments, a user at client 102-1 executes one or more clientapplications 132 (210). As discussed, examples of client applications132 include web browser applications, email client applications and soon.

Client application(s) 132, when executed by client 102-1, performoperations comprising local events at client 102-1 (212). Examples oflocal events may include a accessing a URL (e.g., in response to useractivation of a link to the URL), starting execution of a clientapplication 132, performing operations within an accessed URL or clientapplication 132, and so on.

Event application 134 identifies event information 138 with respect tothe local events at client 102-1 (214). For instance, event application134 identifies that the user (i.e., the user of client 102-1) hasaccessed a certain URL or closed a client application 132, or accessed(e.g., clicked on or otherwise activated) a link on a Web page, and soon.

Optionally, event application 134 associates a unique identifier withclient 102-1 (215). In some embodiments, the unique identifier israndomly or pseudo-randomly generated by client 102-1 when the eventapplication 134 or client application 140 is first executed afterinstallation on client 102-1. The unique identifier for the client isdurably stored on the client 102-1 (e.g., in non-volatile memory) or ina device (e.g., a portable device 125 having non-volatile memory) thatis associated with the user. In one embodiment, event application 134transmits the unique identifier with the event data to the server 106,either directly or via proxy 160 (226). In this embodiment, the uniqueidentifier in the event data 139 can be associated by the server with aparticular client, without the server knowing the identity of the clientor where the client is located. In other words, all event data havingthe same unique identifier is known by the server 106 to have come fromthe same client 102-1, even though the server 106 does not know theidentity of the client, does not know where the client is located, anddoes not know the specific identity of the user of the client. It isnoted that the unique identifier is typically associated with a single,unique user, even though the server 106 does not know the identity ofthe user. The same unique identifier continues to be associated with thesame user when the user performs operations on (i.e., “uses”) otherclient computers or devices.

Event application 134 removes personal identifiable information (PII)from the event information 138 to produce event data 139 (216). In someembodiments, personal identifiable information includes userinformation, such as a user name, a user account identifier, and otheruser account identification information. User information can containpersonal information like names and other related information. In someembodiments, event application 134 scans event information 138 toidentify user information (218). For instance, event application 134scans folder path information to identify user information (219), forexample by text matching or searching name-value pairs or searching byfield name. Further, in some embodiments, event application 134 removespersonal identifiable information (PII) from the event information 138by overwriting identified user information with a text string that doesnot include PII (220). For some events, PII may be simply deleted fromthe event information, while for other events the PII may be replacedwith non-personal values (e.g., a fixed text string or other fixedvalue).

In some embodiments, for further processing of event information tofurther remove PII, event application 134 uses network interface 136 totransmit event data 139 to proxy 160 (222). Proxy 160 receives eventdata 139 via network interface 162 and uses event data analyzer 164 toidentify the client IP address in (or sent along with) event data 139and to partially redact (e.g., partially mask or remove portions of) theclient IP address (224) prior to forwarding the event data, includingthe partially redacted client IP address, to the server (226). Theclient IP address is partially redacted (by the proxy 160) by discardingthe N least significant bits (e.g., the last eight bits) of the clientIP address (224) that is transmitted by the client 102-1 in (or alongwith) the transmitted event data 139. As discussed, client 102-1 istypically associated with an IP address. The IP address may be a static,globally unique IP address that always identifies the particular client102-1, a dynamically assigned IP address, or an IP address associatedwith multiple clients, such as the IP address of a proxy server. For thepurposes of this document, it is equally accurate to say that the clientincludes IP address information “in the event data 139” that ittransmits to proxy 160, or to say that such IP address information issent (by the client) along with the transmitted event data 139.

Because IP addresses act as locators for network-connected devices, theproxy discards the last eight bits (or more generally the N leastsignificant bits, where N is an integer greater than three) of theclient IP address to produce a partially redacted client IP address thatis sent along with the event data to the server. Discarding one bit(N=1) would mean that the partially redacted IP address is associatedwith one of two clients. Discarding five bits (N=5) would mean that thepartially redacted IP address is associated with one of thirty-two (=2⁵)clients or machines. Discarding eight bits (N=8) would mean that thepartially redacted IP address is associated with one of 256 (=2⁸)machines. Thus, in some embodiments, the last eight bits of the IPaddress are discarded, because with 256 potential client machines, it ismuch more difficult to correlate the event data to the real machine.More generally, discarding the N least significant bits of the client IPaddress prevents the server 106 (or any other device receiving the eventdata from the proxy 160) from using the IP address information receivedfrom the proxy 160 to determine the precise location or identity of theclient that sent the event data 139. In this manner, server 106 receivesevent data 139 with a partially redacted client IP address. Some of theIP address bits of the client IP address remain intact (e.g., the first24 bits of a 32 bit IP address), but this information is insufficient toenable the server 106 to determine the identity of the client or wherespecifically the client is located. On the other hand, retaining aportion of the most significant bits of the IP address of the clientthat transmits event data can be useful for identifying differences inapplication usage patterns and other differences in client or userbehavior among groups of users from various regions of the world.

Event data 139 is transmitted from client 102-1 and/or proxy 160 toserver 106 (226).

Additionally, or in the alternative, event application module 134identifies one or more cookies in the event information 138 andgenerates one or more one-way hash values from the cookie(s), orportions of the cookies, to produce respective hash values, andtransmits the hash value(s) to the server 106, either directly or viaproxy 160 (217). Depending on the context, the hash values may also becalled hashed cookie values or cookie hash values. Each of the hashvalues corresponds to an entire cookie, a predefined field of a cookie(e.g., a user identifier field), or a predefined portion of a cookie(e.g., all of a cookie, excluding one or more predefined fields). Thehash value of a cookie, a cookie field, or a cookie portion, changeswhenever the cookie, cookie field or cookie portion changes in value.

Generally, cookies are not considered to be personally identifiableinformation, but they can nevertheless contain sensitive information.For instance, a cookie may contain a user identifier, a creation time, alast modified time, and a signature, all or some of which may be PII, orwhich may be used indirectly to acquire PII. In one embodiment, a cookiein the event information includes a first portion and a second portion,which are distinct and non-overlapping. The first portion includes aplurality of fields that contain either PII or information that may beconsidered sensitive, while the second portion of the cookie does notcontain PII or sensitive information. At block 217, event application134 generates one or more hash values based on the cookie contents (or asubset of the cookie contents) in the first portion of the cookie. Forinstance, event application 134 may generate and record a one-way hashvalue of the user identifier field of a cookie, a one-way hash value ofthe creation time of the cookie and a one-way hash value of the lastmodified time of the cookie. These one-way hash values from the cookie,along with the second portion of the cookie are included in the eventdata, which is transmitted to the server. One or more fields in thefirst portion of the cookie, such as a signature field, may be left outof the event data that is transmitted to the server.

Further, in some embodiments, event application 134 combines a uniqueclient identifier with one or more cookie fields when producing the hashvalues. As discussed above with reference to operation 215, the uniqueclient identifier may be a randomly generated client identifier that isgenerated at the client by the event application when the eventapplication is first installed or when the event application is executedfor a first time. The unique client identifier is generated by theclient and fixed in value (i.e., remains unchanged) so as to enable theserver to detect usage patterns and generate meaningful statisticsconcerning application events without using PII and thus without beingable to trace any of the event data back to specific individuals.

For instance, in one embodiment the event application 134 combines(e.g., concatenates, or mathematically adds or subtracts) the uniqueclient identifier, UID, to each the fields, or sets of fields, for whicha hash value is generated. For example, if a cookie contains, in itsfirst portion, the fields ID=87c0259ed4614876, TM=1155861835, andLM=1157564945, where the ID is a user identifier or event typeidentifier, TM is a cookie creation time, and LM is a cookie lastmodified time, two hash values produced by the event application 134 forthis cookie are:

HashValue1=hash(87c0259ed4614876+{UID}),

HashValue2=hash(TM=1155861835:LM=1157564945+{UID}),

where “hash( )” represents a predefined one-way hash function, and the +operator is used to combine (e.g., concatenate) the values before andafter the + operator. The two hash values in this example remainconstant each time they are recomputed for the “same cookie” (e.g., thecookie for a particular URL) so long as the underlying fields remainconstant in value. Similarly, the hash values change in value when anyof the underlying fields change in value. Furthermore, by combining thefield values with the locally generated client identifier, the servercannot correlate cookie values in the event data from different clients.

In some embodiments, instead of being resident on client 102-1, eventapplication 134 or a subset thereof is resident on a removable storagedevice 125 as client application 170. Client application 170 isdiscussed with reference to FIGS. 5B and 5C, and removable storagedevice 125 is discussed with reference to FIG. 3.

FIG. 2B illustrates server-side operations of process 200. Server 106receives event data 139 from client 102-1 and/or proxy 160 (228).Network communication module 108 receives the event data 139 and passesit to event association module 120.

Event association module 120 processes event data 139 received frommultiple clients and associates events received from the same clienteven though event data 139 has had personal identifiable information(PII) removed from it (230). As described above, the received event data139 does not include user identifiers, because user identifiers areremoved from event information 138 by the client (e.g., by the eventapplication 134) prior to transmitting the event data 139. Further, thereceived event data 139 does not include the last eight bits (or moregenerally the N least significant bits where N is an integer greaterthan three) of the client's IP address, because the least significantbits of the client IP address are removed by a proxy 160 before theevent data is forwarded by the proxy to the server 106. The receivedevent data 139 may, however, include a unique client identifier. BecausePII has been removed from the event data, the unique client identifieris randomly generated at the client, and the client IP address has beenpartially masked, the server 106 is unable to use the event data, thepartially redacted client IP address and the unique client identifier toidentify the client or even the specific location of the client from thereceived event data.

In some embodiments, event association module 120 processes the receivedevent information 138 and/or the unique client identifier and/or theremaining IP address bits to determine which events are associated withwhich client, without using sensitive PII (234). Additionally, in someembodiments, event association module 120 may deduce other informationfrom the received event data 139 (which includes events data formultiple events from multiple clients), such as demographic information,user preferences, application usage patterns, online usage patterns, andso on.

In some embodiments, if received event data 139 includes one or morehash values of cookie contents, event association module 120 processesthe received event data to identify changes in the cookie based onchanges in the hash value(s) (232). In some embodiments, eventassociation module 120 stores the received hash values (hashed cookievalues), and uses the stored hash value to compare with earlier or laterreceived hash values from the same client (i.e., with the same uniqueclient identifier) to determine if the cookie has changed.

As illustrated in FIGS. 2A and 2B, process 200 removes both directpersonal identifiable information (PII) from user data, such as userinformation, as well as indirect personal identifiable information(PII), such as that may be gleamed from cookie information and IPaddress information. Process 200 may be used to remove other types ofdirect or indirect personal identifiable information (PII) from userdata in a similar manner.

FIG. 3 is an embodiment of a removable storage device 125. In someembodiments, removable storage device 125 is a storage device that canconnect with or otherwise couple with a client, such as client 102-4,e.g., using a connector 180 (e.g., a standard USB connector). Theconnection between removable storage device 125 and the client may be aphysical connection, such as one obtained by inserting connector 180into a receptacle at the client. In other embodiments, the connectionbetween removable storage device 125 and the client may be establishedwirelessly, such as using BlueTooth®, infrared technology, etc. In someembodiments, removable storage device 125 is a USB drive that connectsto a USB port on the client, such as client 102-4, e.g., using aconnector 180 that is a standard USB connector (e.g., a USB connectormeeting the physical and electrical requirements of the applicable USBstandard, such as USB Specification Version 1.1 or USB SpecificationVersion 2.0). In some embodiments, removable storage device 125 is a USBflash drive. In some embodiments, removable storage device 125 is a U3smart drive that adheres to the U3 specification. Alternatively,removable storage device 125 is a hard disk drive device or otherstorage device having any suitable connector for coupling the device 125to the client 102-4.

FIG. 3 shows an embodiment of removable storage device 125 that has asecure partition 184 and a non-secure partition 182. In someembodiments, contents of secure partition 184 cannot be easily erased oramended and in some other embodiments may not be erasable and/orreplaceable at all, while contents of non-secure partition 182 may bewritten over, replaced, deleted and/or amended, using normalnon-privileged file access procedures, by a user of the removablestorage device 125 and/or by an application accessing the contents ofnon-secure partition 182. In some embodiments, information in the securepartition 184 of a respective removable storage device 125 may be erasedor changed only by executing a privileged procedure that is not normallyinstalled on or available to a respective client.

Stored in the secure partition 184 is application 170, sometimes calledthe first application to distinguish it from any other applicationsstored on the removable storage device. The application 170 includes aloader application 171 and an initial version of a dynamic link library(DLL) 172 associated with application 170. Application 170 is discussedfurther in reference to FIG. 4. Further stored in the secure partition184 is an auto-run program 189 (sometimes called an auto-run function)that is executed by a host operating system 816 (FIG. 8) of a client towhich the removable storage device 125 is coupled, such as client 102-4(FIG. 1), so as to automatically execute application 170, as describedfurther in reference to FIGS. 4A, 4B, 5B and 5C. The auto-run function189 is automatically executed by the client 102-4 when the removablestorage device 125 is coupled to the client 102-4.

Also stored in the secure partition 184 may be a unique identifier 190that uniquely identifies the removable storage device 125. In someembodiments, unique identifier 190 may be generated and assigned to theremovable storage device 125 when the removable storage device 125 ismanufactured. In other embodiments, unique identifier 190 may beassigned at a time later than when the removable storage device 125 ismanufactured. For instance, in some embodiments, unique identifier 190may be assigned to the removable storage device 125 at a time when theapplication 170 is stored on the secure partition 184. In someembodiments, the unique identifier 190 or some derivative thereof isincluded in communications with server 106, thereby identifying that thecommunications pertain to the particular removable storage device 125and/or a particular user associated with the particular removablestorage device 125 and/or the instance of the application 170 stored onthe particular removable storage device 125. When the removable storagedevice 125 is associated with a particular individual user, the uniqueidentifier 190 may be called a unique user identifier 190.

A user of the removable storage device 125 may store user data 186 onnon-secure partition 182, and may write over, replace, delete and/orotherwise change contents of user data 186. Further stored in thenon-secure partition 182 are one or more event data logs 188. Event datalogs 188 contain event data with respect to events occurring at a clientwith which the removable storage device 125 is coupled, such as client102-4, as recorded by application 170. Stated another way, event data isstored at least temporarily in the event data logs 188, on thenon-secure partition 182 of the removable memory device, before theevent data is transmitted to the server 106. Event data logs 188 arediscussed further in reference to FIG. 4B. Further stored in thenon-secure partition 182 may be an updated version of a dynamic linklibrary (DLL) 173 associated with application 170. The updated versionof DLL 173 is discussed further in reference to FIGS. 5B and 5C.Optionally, a DLL version number 191, identifying the current version ofthe updated DLL 173, may also be stored in the non-secure partition 182of the removable storage device 125.

Optionally, the removable storage device 125 stores a second application192 in either the secure partition 184 or the non-secure partition 182of the device. Typically, the second application 192 is a clientapplication for providing services to a user of a respective client. Forexample, but without limitation, the second application can be acommunications program such as an email client application, instantmessaging application, chat application, telephone (e.g., VOIP)application, or the like. Execution of the second application when theremovable storage device 125 is coupled to a respective client 102 is anevent that may be monitored, recorded and/or reported by the firstapplication 170 to the server 106.

In some other embodiments, the auto-run program 189 is stored in thenon-secure partition 182, but nevertheless initiates automatic executionof the application 170. It is noted that while the application 170 isdescribe here as stored in the secure partition 184 (as shown in FIG.3), in alternative embodiments the application 170 is stored in thenon-secure partition 182. In yet other embodiments, all of the softwareand data elements shown in FIG. 3 are stored in a removable storagedevice that has only one partition, comprising a non-secure partition,or that has only non-secure partitions, and thus does not include asecure partition.

FIGS. 4A and 4B are flow diagrams of a process 400 for execution of anevent data gathering application 170 according to some embodiments, whensuch an application is not resident on a client and is instead residenton a removable storage device that is coupled to or is in communicationwith a client. Optional operations are indicated by dashed lines. Insome embodiments, as shown in FIG. 4A, process 400 is a process forexecuting client application 170 resident on removable storage device125, which is coupled with client 102-4, and as shown in FIG. 4B,process 460 is a process for executing client application 170 residenton the removable storage device 125, which is no longer coupled withclient 102-4 and is instead coupled with client 102-5.

In some embodiments, process 400 includes storing client application 170(402). Client application 170 may be received and/or downloaded fromserver 106 (401). As shown in FIG. 3, client application 170 includes aloader application 171 and an associated initial dynamic link library(DLL) 172. In some embodiments, both the loader application 171 and theinitial DLL 172 are stored in the secure partition 184 of a respectiveremovable storage device 125 (404), and therefore cannot be erased by(or in the course of) ordinary operation of a client.

The removable storage device 125 is coupled with client 102-4 (406).Upon coupling, an auto-run function 189 stored on the removable storagedevice 125 causes a host operating system 816 on client 102-4 to executeclient application 170 (408). The client application 170 is thusexecuted automatically, without requiring any user action. Optionally,the client application 170 can be executed in response to a user action(e.g., a command to execute the application). For example, if automaticexecution of the client application 170 is blocked for any reason, theuser of the client 102-4 can manually initiate execution of the clientapplication 170.

In some embodiments, upon a first execution of application 170 at arespective client, a user authorization is required to enable clientapplication 170 to communicate with locations (e.g., server 106)external to the client. In some embodiments, the first execution of theloader application 171 triggers a firewall 144 on client 102-4, whichasks a user to authorize communications by the application 170 withlocations external to client 102-4 (410). Further, in some embodiments,the user authorizes subsequent communications by the application 170with locations external to client 102-4 without requiring additionaluser authorization (412). In some embodiments, the host operating system816 of client 102-4 executes application 170, such that after requestingand obtaining the user authorization (if one is required), theapplication 170 is silently executed (414). Stated another way, afterreceiving such authorization, the application 170 performscommunications with locations external to client 102-4 without requiringuser authorization. Accordingly, execution of application 170 may not bevisible to a user of client 102-4.

Application 170 records event information with respect to the localevents at client 102-4. Examples of events for which event informationmay be recorded include: HTTP requests originating at client 102-4,activation (i.e., initiating execution) of one or more clientapplications 132 on client 102-4, and activation or execution of arespective second application 192 resident on the removable storagedevice 125 while coupled to the client 102-4. Other events for whichevent information is optionally recorded include the execution of theapplication 170 itself on client 102-4, and/or a time lapse eventassociated with the execution of the application 170 on client 102-4measuring one or more lengths of time for which the application 170 hasbeen executed.

In some embodiments, application 170 also records a current client realtime clock (RTC) 150 timestamp at the occurrence of each event and/orassigns a unique sequence identification to each event, as is done byrecording application 152, which is discussed below in reference toFIGS. 6A and 6B. In some embodiments, application 170 removes personalidentifiable information (PII) from the event information, as is done byevent application 134, which is discussed above in reference to FIGS. 2Aand 2B.

Event information collected by application 170 is stored in one or moreevent data logs 188 (sometimes called event logs) in non-securepartition 182 of the removable storage device 125 (416). In someembodiments, the identifier 190 (FIG. 3) is associated with the eventdata logs 188 (417). The identifier 190 may be used by server 106 toassociate event information with the particular removable storage device125 from which it is received without knowing the identity or specificlocation of the user or the clients to which the device 125 has beencoupled. In other words, the identifier 190 may be used by the server106 to correlate events on multiple clients, all performed while device125 is coupled to those clients, without the server 160 having access toinformation (e.g., personal identifiable information) that morespecifically identifies the individual user of device 125.

Application 170 causes event data logs 188 to be uploaded to server 106(418). In some embodiments, event information is transmitted only whenat least one of a plurality of trigger conditions is met. The triggerconditions typically include one or more of: passage of a predeterminedamount of time after a previous transmission of event information,collection of a predetermined amount of event information in the eventdata logs 188, and occurrence of a particular event or events at client102-4. Back at client 102-4, event information is transmitted to server106 using network interface 136 if a network connection exists withserver 106 or proxy 160 (420).

At the server 106, network communication module 108 receives the eventinformation from client 102-4 (422). As discussed elsewhere in thisdocument, the event information from client 102-4 may be received at theserver 106 via a proxy 160, after the proxy has removed PII from theevent information. Event information may be stored by the server 106 inan event log 130, as discussed further in reference to FIG. 9.Optionally, at the server 106, an event association module 120 (FIG. 1,FIG. 9) optionally processes event information to identify correlationsand patterns among the events that occur at a client, and to generatestatistics and perform statistical analyses of the event information. Atthe server 106, event reconstruction module 110 optionally reconstructsat least one of: a chronological order of the events on a client (suchas client 102-4) and the time when each event occurred at the client.

In some embodiments, event data logs 188 on a respective removablestorage device 125, associated with event information with respect toevents occurring at a first client, such as client 102-4, may not getuploaded to server 106 while the device 125 is still coupled to client102-4. This may happen, for instance, if there is a break in a networkconnection between client 102-4 and the server 106, or if there is abreak in the connection between client 102-4 and removable storagedevice 125, such as may happen if a user removes the removable storagedevice 125 from the client 102-4. In such an event, event logs 188remain stored in the non-secure partition 182 until the removablestorage device 125 is connected to a client, such as any one of clients102-4 and 102-5, and that client is in communication with the server106.

Thus, in some embodiments, server 106 may receive from a first client102-4, during one or more first time periods, event information withrespect to one or more events that occur at the first client 102-4.During one or more second time periods, server 106 may receive fromsecond client 102-5 event information with respect to one or more eventsthat occur at the second client 102-5. Additionally, during one or moreof the second time periods, server 106 may receive from second client102-5 event information with respect to one or more events that occurredat the first client 102-4. This last example of event information sentto the server 106 is event information stored in the event logs 188 ofthe removable storage device 125 while the device 125 is connected tothe first client 102-4 but which is sent to the server 106 while thedevice 125 is connected to a second client 102-5.

Further, in some embodiments, server 106 is able to associate eventinformation with the particular removable storage device 125 where it isstored, for instance, using unique identifier 190, which in someembodiments is transmitted along with event information transmitted tothe server 106.

Further, optionally, in some embodiments, server 106 is able toassociate event information with events occurring at a particularclient, such as client 102-4 or client 102-5, for instance, using aclient identifier, which in some embodiments, may be assigned by theapplication 170, and further may be transmitted along with eventinformation transmitted to the server 106. To avoid providing personallyidentifiable information, the client identifier may be, in effect, anextension of the unique identifier 190. In these embodiments, the clientidentifier is a “generic client identifier” (i.e., not globally unique)that provides only enough information to distinguish between the variousclients 102 that are used in conjunction with the removable storagedevice. For example, the first client 102 used with the removablestorage device 125 may receive a client identifier of 001, the secondclient 102 used with the removable storage device 125 may receive aclient identifier of 002, and so on. Sufficient client identifyinginformation (e.g., a MAC address) may be retained in the removablestorage device 125 to enable the application 170 to determine whichclient identifier to associate with each event, while still providingonly the generic client identifier (along with the unique identifier190) to the server 106 when transmitting event information to theserver.

In some embodiments, as shown in FIG. 4B, process 460 is a process forexecuting client application 170 resident on the removable storagedevice 125, which is no longer coupled with client 102-4 and is insteadcoupled with client 102-5 (464). Process 460 is similar to process 400,except that event data logs 188 may store event data with respect to aprevious client 102-4 with which the removable storage device 125 wascoupled. Once the application 170 is executed by client 102-5 (468),application 170 causes additional event information with respect toclient 102-5 to be stored in the event data logs 188 (476). In someembodiments, the first execution of the loader application 171 triggersa firewall 144 on client 102-5, which asks a user to authorizecommunications by the application 170 with locations external to client102-5 (470). Further, in some embodiments, the user authorizessubsequent communications by the application 170 with locations externalto client 102-5 without requiring additional user authorization (472).In some embodiments, the host operating system 816 of client 102-5executes application 170, such that after requesting the userauthorization (if one is required), the application 170 is silentlyexecuted (474) by client 102-5. Accordingly, execution of application170 may not be visible to a user of client 102-5.

The identifier 190 stored on the removable storage device is associated(on the removable storage device 125) with the newly stored eventinformation (478). Event information with respect to client 102-4 (whichis a client to which the removable storage device was previouslycoupled) and/or event information with respect to client 102-5 aretransmitted to the server (480, 482 and 484) if a communicationconnection to the server exists.

FIG. 5A is a flow diagram of a process 500 for auto-updating anapplication without requiring repeated user authorization according tosome embodiments. Optional operations are indicated by dashed lines.

In some embodiments, process 500 includes installing client application140 (510). Client application 140 may be received and/or downloaded fromserver 106 (508). Installing client application 140 includes installinga loader application 141 and an associated dynamic link library (DLL)142 (512). In some embodiments, loader application 141 is a relativelysimple application that does not need to be updated very often, if ever.In some embodiments, loader application 141 runs in a process having anelevated privilege level (e.g., medium or high privilege level onWindows Vista®) in the client device's operating system and may beresponsible for communications with the server 106, for download ofupdates, for upload of data and any other necessary communicationbetween client 102-3 and server 106 (or between client 102-3 and proxy160). For instance, in some embodiments, a process (on client 102-3) inwhich the loader application 141 executes communicates with server 106.Loader application 141 makes one or more procedure calls or functioncalls to programs or functions in the associated DLL 142. On the otherhand, in some embodiments, DLL 142 functions as a core application thatis responsible for all the functionality and features of the clientapplication 140, including communications with the server. In someembodiments, the DLL 142 can communicate directly with the serverbecause it is loaded in the same process as the loader application 141.Alternately, in some other embodiments, DLL 142 communicates with loaderapplication 141 for any server communication and the DLL 142 isauto-updated by loader application 141 to provide new features, securityupdates, bug fixes and other changes.

In some embodiments, upon a first execution of the loader application141, a user authorization is required to enable client application 140to communicate with locations (e.g., server 106) external to client102-3 (514). In some embodiments, the first execution of the loaderapplication 141 triggers a firewall 144 on client 102-3, which asks auser to authorize communications with locations external to client 102-3(516). Further, in some embodiments, the user authorizes communicationswith locations external to client 102-3 without requiring additionaluser authorization (518).

Upon the first and subsequent executions, the loader application 141calls a function or procedure in the dynamic link library 142 (520). Insome embodiments, the loader application 141 functions to load thedynamic link library 142 and calls a function or procedure in it. Thedynamic link library 142 includes multiple functions, or procedures suchas a function to request auto-updates. The dynamic link library 142includes an auto-update function or procedure that sends requests toserver 106 for auto-updates (524). In some embodiments, the dynamic linklibrary 142 requests server 106 for auto-updates to itself periodically.For example, if the client application 140 remains loaded in the client,the dynamic link library 142 (via loader application 141) requestsserver 106 for auto-updates to itself each time a predefined amount oftime (e.g., one day, or N days) has passed since the last auto-updaterequest. In another example, each time the client application 140 isexecuted, the dynamic link library 142 (via loader application 141)sends a request to server 106 for an auto-update, unless it has alreadysent a request for an auto-update to the server within the predefinedamount of time.

At the server 106, network communication module 108 (FIG. 1, FIG. 9)receives the request for auto-updates from client 102-3 (526). Networkcommunication module 108 handles a request from client 102-3 for anupdate to DLL 142. The DLL update request may be passed by networkcommunication module 108 to DLL update module 143, which provides a DLLupdate (if an update is available) to requesting client 102-3 (528). DLLupdate module 143 provides an update to DLL 142, and not to the loaderapplication 141. The application 140 receives the auto-update, which isprovided to DLL 142 during one or more executions of the loaderapplication subsequent to the first execution of the client application140 (530). In some embodiments, the application 140 automaticallyinstalls the received update, without requesting user authorization,thereby providing a completely automatic update of the application(532).

Optionally, the auto-update request from the client includes a currentDLL version number, value or other parameter specifying the currentversion of the application that is installed at the requesting client.This value is used by the DLL update module 143 to determine if it hasan update for the requesting client, and if so, what update to send tothe requesting client. In the event that the DLL update module 143 doesnot have any updates for the requesting client, the DLL update module143 returns a predefined value or message to the requesting client,indicating that no updates are currently available.

Because updates of the DLL 142 do not cause the loader application 141to be updated, the application 140 appears to the client operatingsystem to remain unchanged. As a result, the next time the application140 attempts to send event data to the server, or to send an auto-updaterequest, the original user authorization (514) for application 140 tosend data to locations (e.g., servers) external to the client remainsvalid and in effect, and therefore no firewall warnings (or otherrequests for user authorization) are triggered.

In some other embodiments, the process 500 does not include loading(510) an application 140 because the application 140 is pre-installed ona removable storage device (e.g., see FIG. 3) prior to the performanceof process 500.

In some embodiments, the application 140/170 to be updated has multiplemodules, but does not include a DLL. In such embodiments, the client 102still requests updates for the application 140/170 (see operation 524,FIG. 5A), and receives one or more updated modules when updates areavailable (see operations 526, 528, 530, FIG. 5A). The updated modulesare installed at the client 102, for example in the same removablestorage device in which the initial version of the application 140/170is stored. After installation, during execution of the application140/170, the updated one or more modules are used in place of theearlier versions of the same modules of the application 140/170. Inthese embodiments, the application updating process may still use theprocess shown in FIGS. 5A, 5B and/or 5C, but with each reference to the“DLL” replaced by a corresponding reference to the one or more modulesof the application 140/170 that are to be updated.

FIGS. 5B and 5C are flow diagrams of a process 540 for auto-updating anapplication without requiring repeated user authorization according tosome embodiments when such an application is not resident on a clientand is instead resident on a removable storage device that is coupled toor is in communication with a client. Optional operations are indicatedby dashed lines. In some embodiments, as shown in FIG. 5B, process 540is a process for auto-updating client application 170 resident onremovable storage device 125, which is coupled with client 102-4. Asshown in FIG. 5C, process 540 is a process for auto-updating clientapplication 170 resident on the removable storage device 125, which isno longer coupled with client 102-4 and is instead coupled with client102-5.

In some embodiments, process 540 includes storing client application 170(550). Client application 170 may be received and/or downloaded fromserver 106 (541). As shown in FIG. 3, client application 170 includes aloader application 171 and an associated initial dynamic link library(DLL) 172. In some embodiments, both the loader application 171 and theinitial DLL 172 are stored in a secure partition 184 of the removablestorage device 125 (552), and therefore, cannot be erased. In someembodiments, loader application 171 is a relatively simple applicationthat does not need to be updated very often, if ever.

The removable storage device 125 is coupled with client 102-4 (554). Forexample, the removable storage device 125 may be decoupled from client102-4 after the client application 170 has been stored on it, and thenlater reconnected to client 102-4. Alternately, the removable storagedevice 125 may remain coupled to client 102-4 after the clientapplication 170 has been stored on it. In yet other embodiments, theclient application 170 may have been stored on the removable storagedevice 125 prior to the first coupling of the device 125 to client102-4.

Upon coupling the removable storage device 125 to client 102-4, anauto-run function 189 stored on the removable storage device 125 causesa host operating system 816 on client 102-4 to execute clientapplication 170 (see FIG. 4A and above discussion of operation 408). Insome embodiments, upon a first execution of the loader application 171,user authorization is required to enable client application 170 tocommunicate with locations (e.g., server 106) external to client 102-4(556). In some embodiments, the first execution of the loaderapplication 171 triggers a firewall 144 on client 102-4, which asks auser to authorize communications by application 170 (or by loaderapplication 171) with locations external to client 102-4. Further, insome embodiments, the user authorizes both current and subsequentcommunications with locations external to client 102-4 without requiringadditional user authorization (558).

In some embodiments, the first execution of the client application 170on the first client computer to which the removable storage device 125is coupled causes the host operating system 816 of that client (e.g.,client 102-4) to execute the initial DLL 172 (see FIG. 3 and abovediscussion of FIG. 3), which communicates with server 106 to check forupdates to the initial DLL 172 (560). In some embodiments, loaderapplication 171 runs in a process on client 102-4 having an elevatedprivilege level (e.g., medium or high privilege level on Windows Vista®)in the client device's operating system and may be responsible forcommunications with the server 106, for download of updates. Forinstance, in some embodiments, a process in which the loader application171 executes communicates with server 106.

At the server 106, network communication module 108 (FIG. 1, FIG. 9)receives the request for auto-updates from the client 102-4 (562).Network communication module 108 handles a request from the client 102-4for an update to DLL 172. The DLL update request may be passed bynetwork communication module 108 to DLL update module 143, whichprovides a DLL update (if an update is available) to requesting client102-4 (564). The server 106 (e.g., DLL update module 143, shown inFIG. 1) provides an update to DLL 172 if any update is available (564),but typically does not provide an update to the loader application 171.The client 102-4 receives the auto-update (566), which is provided toremovable storage device 125 for storage.

In some embodiments, optionally, the auto-update request received fromthe client 102-4 includes a current version number, value or otherparameter specifying the current version of the application that isinstalled at the requesting client. This value is used by the DLL updatemodule 143 to determine if it has an update for the requesting client,and if so, what update to send to the requesting client. In the eventthat the DLL update module 143 does not have any updates for therequesting client, the DLL update module 143 may return a predefinedvalue or message to the requesting client, indicating that no updatesare currently available.

The removable storage device 125 receives the updated client application(e.g., an updated DLL 173) (568) and stores the client application in anon-secure partition 182 (FIG. 3) of the removable storage device (570).The updated client application or DLL 173 is stored in the non-securepartition and therefore, may be accidentally erased, for instance, by auser erasing contents of the removable storage device's non-securepartition 182. However, the initial DLL 172 cannot be accidentallyerased because it is stored in the secure partition 184 of the removablestorage device 125.

Back at the client 102-4, the client application 170 is executed usingthe updated DLL 173 (stored in the non-secure partition of the removablestorage device 125) and not the initial DLL 172 (572). However, if noupdates were received, the client application 170 is executed usinginitial DLL 172. The loader application 171, upon execution at theclient 102-4, calls a function or procedure in the DLL 173. In someembodiments, the loader application 171 functions to load the DLL 173and calls a function or procedure in it. The dynamic link library 172 or173 includes multiple functions, or procedures. The dynamic link library172 or 173 includes an auto-update function or procedure that sendsrequests to server 106 for auto-updates (524). In some embodiments, thedynamic link library 172 or 173 requests server 106 for auto-updates toitself periodically. For example, if the client application 140 remainsloaded in the client, the dynamic link library 172 or 173 (via loaderapplication 171) requests server 106 for auto-updates to itself eachtime a predefined amount of time (e.g., one day, or N days) has passedwith the last auto-update request. In another example, each time theclient application 170 is executed, the dynamic link library 172 or 173(via loader application 171) sends a request to server 106 for anauto-update, unless it has already sent a request for an auto-update tothe server within the predefined amount of time.

Optionally, client 102-4 performs a function under control of theupdated DLL 173 that is not performed under control of the initial DLL172 (574). For example, updated DLL 173 may collect information about atype of event not processed by initial DLL 172. In another example,updated DLL 173 may collect different information for events, or mayremove additional information from collected event related information,compared with the initial DLL 172.

FIG. 5C illustrates a flowchart of a process 550 when the removablestorage device 125 has been disconnected from client 102-4. Theremovable storage device already stores the loader application 171 andthe initial DLL 172 in its secure partition, and the updated DLL 173 inits non-secure partition (576). The removable storage device 125 iscoupled with client 102-5 (578). The remaining process is similar tothat in FIG. 5B, except that when another updated DLL is received fromserver 106, it is stored in the non-secure partition of the removablestorage device (570) and may replace the previously stored updated DLL(571).

FIGS. 6A and 6B are flow diagrams of a process 600 for recording eventswithout reliable timestamps according to some embodiments. FIGS. 6A and6B illustrate the client-side and the server-side operationsrespectively. In some embodiments, some of the client-side operationsare performed by recording application 152 and the server-sideoperations are performed by event reconstruction module 110.

In some embodiments, a user at client 102-2 executes one or more clientapplications 132 (610). As discussed, a client application 132 can be aweb browser or an email application. Client application(s) 132, whenexecuted by client 102-1, perform operations comprising local events atthe client 102-1 (612). Examples of local events may include a useraccessing a URL, a user accessing a client application 132, a userperforming operations within an accessed URL or client application 132,a user clicking on a toolbar button, and so on. Further examples of alocal event may include user-initiated changes to the client RTC timeand/or changes to the client RTC time due to other events on the client102-2.

Recording application 152 records event information 154 with respect tothe local events at the client 102-2 (614). Recording application 152also records a current client real time clock (RTC) 150 timestamp at theoccurrence of each event (616). As discussed, the client RTC 150timestamp may not be accurate for a number of reasons. For instance, theclient RTC 150 timestamp may have been manually changed or have beenchanged by other events on the client 102-2. Therefore, recordingapplication 152 assigns a unique sequence identification to each event(618). The client RTC 150 timestamp is used in conjunction with theunique event sequence identification by server 106 to determine thechronological order of events at the client 102-2 or time of occurrenceof the events at the client 102-2, as discussed in reference to FIG. 6B.

In some embodiments, recording application 152 assigns each successiveevent a monotonically increasing integer value as its unique sequenceidentification. In some embodiments, recording application 152 assignseach successive event two integer values as its unique sequenceidentification. In some embodiments, the two integer values comprise asession value and a sequence value. The session value remains constantin value between executions of recording application 152 and changesvalue when a new execution of the recording application 152 begins. Thesequence value changes monotonically in value while the session valueremains constant and successive events occur at the client 102-2. Inmost implementations, recording application 152 assigns sequenceidentifications that monotonically increase in value with successiveevents. Accordingly, the sequence identification value of an event thathappened later in time will be greater than the value of all events thathave happened before that event. However, in an implementation in whichrecording application 152 assigns sequence identifications thatmonotonically decrease in value with successive events, the sequenceidentification value of an event that happened later in time will beless than the value of all events that have happened before that event.

In some embodiments, recording application 152 determines if a networkconnection is established between the client 102-2 and the server 106and at least one trigger condition is met (620). The trigger conditionstypically include one or more of: passage of a predetermined amount oftime after a previous transmission of event data 156, collection of apredetermined amount of event data 156 or event information 154 at theclient 102-2, and occurrence of a particular event or events at theclient 102-2. For instance, a client 102-2 and/or a recordingapplication 152 restart may constitute an event that acts as a triggercondition.

If a network connection is not established between the client 102-2 andthe server 106 and/or at least one trigger condition is not met, process600 continues at block 614. Otherwise, at block 622, recordingapplication 152 transmits, via network interface 136, event data 156including the event information 154 and associated client RTC stamp andsequence identification information to server 106. In some embodiments,also included in the event data 156 is the current client RTC 150 time,indicating the time of transmission of the event data from the client102-2. In some embodiments, event data 156 is transmitted to a proxy 160before being transmitted to server 106.

Referring to FIG. 6B, network communication module 108 at server 106receives the event data 156 (626). The network communication module 108passes the event data 156 to event reconstruction module 110, whichreconstructs at least one of: a chronological order of the events on theclient 102-2 and the time when each event occurred at the client 102-2(628).

Event reconstruction module 110 records a time skew between theassociated client RTC 150 and a server RTC 112 upon receipt of the eventdata at the server 106 (630). For example, upon receipt of the eventdata (including a recorded client RTC timestamp, indicating the time oftransmission of the event data from the client 102-2), eventreconstruction module 110 records a server RTC 112 time and determines askew between the recorded client RTC 150 timestamp and the server RTC112 time. The time skew and event data may be stored in an event log 130(FIG. 1) associated with server 106.

In some embodiments, after the log of all events is recorded on server106, the event reconstruction module 110 uses heuristics based on therecorded earlier data to reconstruct the chronological order of theevents on the client 102-2 and the time when each event occurred on theclient 102-2.

The event reconstruction module 110 uses sequence identificationinformation associated with each event to prepare an ordering of theevents (632). Event reconstruction module 110 normalizes the event(i.e., client) RTC timestamps (as provided by the client RTC 150) withthe recorded time skew between the client RTC and the server RTC, ifrequired (634). In some embodiments, if an ordering of the events byrespective sequence identifications does not match a chronological orderof the events based on event (i.e., client) RTC timestamps, eventreconstruction module 110 normalizes the event RTC timestamps with therecorded time skew between the client RTC and the server RTC.

The timestamp normalization converts each event timestamp to berelatively accurate to the server RTC 112. Assuming that the server RTCis accurate, accurate timestamps can be assigned to the events thatoccurred on the device. In case the event order based on the assignednormalized timestamps does not agree with event sequence identificationorder, in some embodiments, the event reconstruction module 110 canapply heuristics to normalize either the timestamps or the sequenceidentifications depending on the expected reliability of both. Eventsequence identifications usually can be implemented more reliably thanthe event timestamps. Another benefit of using both timestamps andsequence identifications is that events that occur within a shorterperiod of time than the client RTC 150 resolution can still be assignedaccurate chronological order. For example if the client RTC 150 hasresolution of 17 milliseconds (ms) and a few events occur within 3 ms ofeach other, a plurality of the event will contain the same timestamp,but each event will have unique sequence identification that reflectsthe correct order of occurrence.

FIG. 7A is a block diagram of a system 700 and FIG. 7B is a flowchart ofa process 720 for a network communication mechanism. System 700 issimilar to distributed system 100 in FIG. 1, except that communicationsbetween an application (such as, client application 140 (see client102-3), application 170, event application 134 and recording application152) and network 104 occur via a mechanism that involves a clientapplication resident on the client 102, and that is trusted by afirewall 144 resident on the client 102. As discussed above, the trustedclient application is typically a browser application 132 a, although itcan also be a mail application, a chat application, or any otherapplication that can communicate with communications network 104. Atrusted client application is an application whose communications willbe not blocked by the firewall.

Browser application 132 a maybe a web browser application, such asInternet Explorer® (a trademark of Microsoft Corporation), MozillaFirefox® a trademark of Mozilla Corporation), Google Chrome (a trademarkof Google Inc.), etc. Specifically, and as discussed further inreference to FIG. 7B, network data is communicated between anapplication (such as, client application 140, application 170, eventapplication 134, or recording application 152) and network 104 using abrowser loadable object 133, which is an object that can be loaded bythe browser application 132 a. In some embodiments, the browser loadableobject 133 is installed by the application (such as, client application140, application 170, event application 134, or recording application152). The browser application 132 a may already be trusted by a firewall144 on the client 102, and therefore, may be allowed to send and receivenetwork data, while the application (such as, client application 140,application 170, event application 134, or recording application 152)may not.

In some embodiments, process 720 of FIG. 7B begins with an application(such as, client application 140, application 170, event application 134or recording application 152) installing a browser loadable object 133(722). In some embodiments, the browser loadable object 133 can be abrowser helper object “BHO”, a browser plug-in, a browser extension, andthe like. The browser loadable object 133 gets loaded inside the browserapplication 132 a (724). Upon being loaded, the browser loadable object133 detects the presence of the application (such as, client application140, application 170, event application 134, or recording application152), if the application is running (726). The browser loadable object133 communicates with the application using a remote procedure call(RPC) and registers callback information with the application (728). Theapplication saves the callback information (730).

When the application (such as, client application 140, application 170,event application 134, or recording application 152) needs tocommunicate with communications network 104, but is unable to do so,e.g., when data communication is blocked by a firewall 144 (731), theapplication uses the stored callback information to communicate anetwork request to the browser loadable object 133 (732). Optionally,the mechanism used to communicate this request is a remote procedurecall (RPC) request from the application to the browser loadable object.In some embodiments, this mechanism is used upon a determination thatevent information is being blocked from being sent to the communicationsnetwork 104 by a firewall at the client 102 (731); otherwise, a networkrequest (such as, a request to a server 106 to transmit an auto-update,or a data upload to server 106) is directly sent by the application tothe communications network 104 using network interface 136 at client102.

The browser loadable object 133 receives the RPC request from theapplication and sends a network request with the parameters specified inthe RPC callback from the application (734). In some embodiments, thebrowser loadable object 133 sends the network request to a server 106,or to a server 106 via a proxy 160. Results of the network request (suchas one or more of: a return code, return data, an auto-update fromserver 106, an acknowledgement that a data upload to server 206 wassuccessful, etc.) are transferred back to the application (736) as aresponse to the RPC initiated by the application (in 732).

In some embodiments, the registration phase (728) of process 720 isavoided. Accordingly, instead of registering callback information for aremote procedure call, a Component Object Model (COM) object is placedin a Running Object Table (ROT), and an operating system mechanism (suchas a mutex or queue) is used to enable the application to get hold ofthe COM object and perform a RPC callback when the application needs tosend a network request. Further, instead of RPC, other mechanisms, suchas shared memory, registry, and so on, may be used to perform thecross-process communication.

FIG. 8 is a block diagram of a client 102 (i.e., a client system ordevice) according to some embodiments. The client 102 typically includesone or more processing units (CPUs) 802, one or more network or othercommunications interfaces 136, memory 806, and one or more communicationbuses 808 for interconnecting these components. The communication buses808 may include circuitry (sometimes called a chipset) thatinterconnects and controls communications between system components. Theclient 102 optionally (but typically) includes a user interface 810,such as a display 812 and a keyboard 814. The client 102 optionally (buttypically) includes an interface 816 (e.g., a USB interface) tointerface with a removable storage device, such as a removable storagedevice 125. Stated another way, the interface 816 is configured toenable a removable storage device to be coupled to the client 102.

Memory 806 includes high-speed random access memory, such as DRAM, SRAM,DDR RAM or other random access solid state memory devices; and mayinclude non-volatile memory, such as one or more magnetic disk storagedevices, optical disk storage devices, flash memory devices, or othernon-volatile solid state storage devices. Memory 806 may optionallyinclude one or more storage devices remotely located from the CPU(s)802. Memory 806, or one or more of the non-volatile memory devices inmemory 806 comprise a computer readable storage medium that stores oneor more programs for execution by one or more processors. In someembodiments, memory 806 or the computer readable storage medium ofmemory 806 stores the following programs, modules and data structures,or a subset thereof:

-   -   an operating system 816 that includes procedures for handling        various basic system services and for performing hardware        dependent tasks;    -   a firewall 144 that is either included in operating system 816,        or that interoperates with operating system 816, for controlling        network traffic to and from client 102 and permitting or denying        communications;    -   a real time clock 150 that operates as a computer clock;    -   a network communication module 818 that is used for connecting        the client 102 to other computers via the one or more        communication network interfaces 136 and one or more        communication networks 104, such as the Internet, other wide        area networks, local area networks, metropolitan area networks,        and the like;    -   a client application 132 (e.g., a browser application) that can        permit a user to interact with the client 102 as described        above;    -   an event application 134 for identifying event information with        respect to at least some of the local events at the client and        removing personal identifiable information (PII) from the event        information to produce event data that is to be transmitted to a        server;    -   an application 140 (which may be the event application 134) that        includes a loader application 141 and a dynamic link library        142, such that the dynamic link library 142 and not the loader        application 141 is auto-updated without requiring user input;        and    -   a recording application 152 for recording event information 154        with respect to events that occur at the client, recording a        current client real time clock (RTC) timestamp at the occurrence        of each event, and assigning each event a unique sequence        identification.

Each of the above identified elements of the client 102 may be stored inone or more of the previously mentioned memory devices of memory 806,and corresponds to a set of instructions for performing a functiondescribed above. The above identified modules or programs (i.e., sets ofinstructions) need not be implemented as separate software programs,procedures or modules, and thus various subsets of these modules may becombined or otherwise re-arranged in various embodiments. In someembodiments, memory 806 may store a subset of the modules and datastructures identified above. Furthermore, memory 806 may storeadditional modules and data structures not described above.

FIG. 9 is a block diagram of a server system 106 according to someembodiments. Server system 106 (herein after server 106) typicallyincludes one or more processing units (CPUs) 902, one or more network orother communications interfaces 904, memory 906, and one or morecommunication buses 908 for interconnecting these components. Thecommunication buses 908 may include circuitry (sometimes called achipset) that interconnects and controls communications between systemcomponents. The server 106 optionally includes a user interface (notshown), for instance, a display and a keyboard. Memory 906 includeshigh-speed random access memory, such as DRAM, SRAM, DDR RAM or otherrandom access solid state memory devices; and may also includenon-volatile memory, such as one or more magnetic disk storage devices,optical disk storage devices, flash memory devices, or the like. Memory906 may include mass storage that is remotely located from the CPUs 902.Memory 906, or one or more of the non-volatile memory devices in memory906 comprise a computer readable storage medium that stores one or moreprograms for execution by one or more processors. In some embodiments,memory 906 or the computer readable storage medium of memory 906 storesthe following programs, modules and data structures, or a subset orsuperset thereof:

-   -   an operating system 910 that includes procedures for handling        various basic system services and for performing hardware        dependent tasks;    -   a real time clock 150 that operates as a computer clock;    -   a network communication module 108 that is used for connecting        the server 106 to other servers or computers (such as clients)        via one or more communications interfaces and one or more        communication networks 104 (wired or wireless), such as the        Internet, other wide area networks, local area networks,        metropolitan area networks, and so on;    -   an event association module 120 that receives event data 139        associated with events that occur at one or more clients, and        processes the received event data from which personal        identifiable information has been removed; in some embodiments        the event data is processed by event association module 120 to        identify correlations and patterns among the events that occur        at the same clients, and to generate statistics and perform        statistical analyses of the event data;    -   an event log 130 that is used to store received event data 139        associated with events that have occurred at one or more        clients;    -   a DLL update module 143 that provides a DLL update (or DLL        updates) to one or more requesting clients; and    -   an event reconstruction module 110 that, based on event data 156        received from a client and/or server real time clock 112,        reconstructs at least one of: a chronological order of the        events on the client and the time when each event occurred at        the client.

Each of the above identified elements of the server system 106 may bestored in one or more of the previously mentioned memory devices ofmemory 906, and corresponds to a set of instructions for performing afunction described above. The above identified modules or programs(i.e., sets of instructions) need not be implemented as separatesoftware programs, procedures or modules, and thus various subsets ofthese modules may be combined or otherwise re-arranged in variousembodiments. In some embodiments, memory 906 may store a subset of themodules and data structures identified above. Furthermore, memory 906may store additional modules and data structures not described above.

Although FIG. 9 shows a server system, FIG. 9 is intended more asfunctional description of the various features which may be present in aset of servers than as a structural schematic of the embodimentsdescribed herein. In practice, and as recognized by those of ordinaryskill in the art, items shown separately could be combined and someitems could be separated. For example, some items shown separately inFIG. 9 could be implemented on single servers and single items could beimplemented by one or more servers. The actual number of servers used toimplement a server system and how features are allocated among them willvary from one implementation to another, and may depend in part on theamount of data traffic that the system must handle during peak usageperiods as well as during average usage periods.

FIG. 10 is a block diagram of a proxy 160 (also called a proxy server,or proxy system) according to some embodiments. Proxy 160 typicallyincludes one or more processing units (CPUs) 1002, one or more networkor other communications interface 1004 (e.g., network interface 162,FIG. 1), memory 1006, and one or more communication buses 1008 forinterconnecting these components. The communication buses 1008 mayinclude circuitry (sometimes called a chipset) that interconnects andcontrols communications between system components. Memory 1006 includeshigh-speed random access memory, such as DRAM, SRAM, DDR RAM or otherrandom access solid state memory devices; and may also includenon-volatile memory, such as one or more magnetic disk storage devices,optical disk storage devices, flash memory devices, or the like. Memory1006 may include mass storage that is remotely located from the CPUs1002. Memory 1006, or one or more of the non-volatile memory devices inmemory 1006 comprise a computer readable storage medium that stores oneor more programs for execution by one or more processors. In someembodiments, memory 1006 or the computer readable storage medium ofmemory 1006 stores the following programs, modules and data structures,or a subset or superset thereof:

-   -   an operating system 1010 that includes procedures for handling        various basic system services and for performing hardware        dependent tasks;    -   a network communication module 1018 that is used for connecting        the proxy 160 to other proxies, servers or computers (such as        clients 102 and server 106) via one or more communications        interfaces 1004 and one or more communication networks 104        (wired or wireless) such as the Internet, other wide area        networks, local area networks, metropolitan area networks, and        so on; and    -   an event data analyzer (e.g., an application) 164 that removes        personal identifiable information (PII) in (or sent along with)        event data 139 or 156 received from a client; one embodiment of        which is described above in detail with reference to operations        222 and 224 of FIG. 2A.

Each of the above identified elements of the proxy 160 may be stored inone or more of the previously mentioned memory devices of memory 1006,and corresponds to a set of instructions for performing a functiondescribed above. The above identified modules or programs (i.e., sets ofinstructions) need not be implemented as separate software programs,procedures or modules, and thus various subsets of these modules may becombined or otherwise re-arranged in various embodiments. In someembodiments, memory 1006 may store a subset of the modules and datastructures identified above. Furthermore, memory 1006 may storeadditional modules and data structures not described above.

The foregoing description, for purpose of explanation, has beendescribed with reference to specific embodiments. However, theillustrative discussions above are not intended to be exhaustive or tolimit the invention to the precise forms disclosed. Many modificationsand variations are possible in view of the above teachings. Theembodiments were chosen and described in order to best explain theprinciples of the invention and its practical applications, to therebyenable others skilled in the art to best utilize the invention andvarious embodiments with various modifications as are suited to theparticular use contemplated.

What is claimed is:
 1. A method comprising: at a client, executing afirst application to: identify event information with respect to eventsthat occur at the client, including events associated with execution ofone or more other applications resident on the client, wherein the firstapplication is resident on a removable memory device that iselectronically coupled with the client and the first application isexecuted from the removable memory device; install a browser loadableobject in a browser application; and in accordance with a determinationthat event information is being blocked from being sent to acommunications network, communicate with the browser applicationexecuting on the client using the browser loadable object to transmitthe event information to the communications network, wherein the browserapplication and not the first application is in communication with thecommunications network.
 2. The method of claim 1, wherein the browserloadable object registers callback information with the firstapplication.
 3. The method of claim 2, further comprising: executing thefirst application to use the callback information to communicate anetwork request to the browser loadable object.
 4. The method of claim3, wherein the browser loadable object receives the network request fromthe first application and sends the network request to thecommunications network.
 5. The method of claim 1, wherein the eventinformation is transmitted to the communications network upon adetermination that the event information is being blocked from beingsent to the communications network by a firewall at the client.
 6. Themethod of claim 1, wherein remote procedure calls are used forcommunications between the first application and the browserapplication.
 7. The method of claim 1, further comprising: transmittingthe event information when a network connection is established betweenthe client and a server and a respective trigger condition is met, therespective trigger condition selected from the set consisting of:passage of a predetermined amount of time after a previous transmissionof event information, collection of a predetermined amount of eventinformation at the client, and occurrence of a particular event orevents at the client.
 8. The method of claim 1, wherein the events forwhich event information is identified include one or more: HTTP requestsoriginating at the client, and activation of the browser application onthe client.
 9. The method of claim 8, wherein an event for which eventinformation is identified includes execution of the first applicationresident.
 10. The method of claim 1, wherein the event informationtransmitted to the server includes a unique identifier associated withthe first application.
 11. The method of claim 1, wherein the firstapplication silently executes on the first client without being visibleto a user of the first client.
 12. The method of claim 1, wherein theremovable memory device has a secure partition and a non-securepartition, wherein the first application is stored on and executed bythe client from a secure partition of the removable memory device. 13.The method of claim 1, wherein the removable memory device has a securepartition and a non-secure partition, the method further comprisingstoring the identified event information at least temporarily on thenon-secure partition of the removable memory device before transmissionof the identified event information to a server via the communicationsnetwork.